Regulatory Compliances & Licenses
At FSDH Capital, regulatory compliance and transparency are at the core of our operations. We are fully licensed and regulated by key financial authorities in Nigeria, ensuring that our services meet the highest standards of integrity, professionalism and investor protection. These licenses reinforce our commitment to operating in a secure, ethical and well-governed environment, all of which are important in maintaining the trust of our customers, partners and stakeholders.
We are duly registered with and regulated by the following regulators
The Securities and Exchange Commission (SEC)
As Nigeria’s apex regulatory body for the capital market, the SEC oversees our operations to ensure compliance with securities laws, investor protection and ethical market practices.
The Nigerian Exchange Limited (NGX)
Formerly known as the Nigerian Stock Exchange (NSE), the NGX licenses us as a Dealing Member, authorizing us to execute trades on behalf of clients and facilitate access to equity and debt securities listed on the Exchange.
FMDQ Securities Exchange Limited
We are approved by FMDQ Exchange to participate in the fixed income, currency, and derivatives markets. This enables us to provide clients with access to a wide range of debt capital market instruments, including bonds and commercial papers.
NASD OTC Securities Exchange Limited
As a registered participant on the NASD platform, we are authorized to trade securities of unlisted public companies, providing liquidity and investment opportunities beyond traditional exchanges.